{"id":35557,"date":"2023-05-08T10:41:34","date_gmt":"2023-05-08T10:41:34","guid":{"rendered":"https:\/\/entropymag.co\/?p=34563"},"modified":"2024-01-04T19:21:20","modified_gmt":"2024-01-04T13:51:20","slug":"the-science-of-lucid-dreaming-what-happens-in-your-brain-when-you-dream-2","status":"publish","type":"post","link":"https:\/\/entropymag.co\/the-science-of-lucid-dreaming-what-happens-in-your-brain-when-you-dream-2\/","title":{"rendered":"The Science of Lucid Dreaming: What Happens in Your Brain When You Dream"},"content":{"rendered":"\n

The History of Lucid Dreaming is Older than You’d Imagine!<\/h2>\n\n\n\n

A few years ago when I was reading \u201cThe Interpretation of Dreams\u201d by Sigmund Freud, I came across a stimulating claim – \u201cThe interpretation of dreams is the royal road to a knowledge of the unconscious activities of the mind.\u201d Since dreaming<\/a> is a fairly common mental activity, it corroborates Freud\u2019s theory of psychoanalysis through a persons\u2019 dreams. Although most people dream and that has been widely studied, there are finer nuances to the science of lucid dreaming that not all people have experienced. <\/p>\n\n\n\n

What is Lucid Dreaming?<\/h3>\n\n\n\n

Lucid dreaming is one such subject that has had scientists and research intrigued for decades. Lucid dreaming is the experience of achieving conscious awareness of dreaming while still asleep. Lucidity, by definition means intelligibility or comprehensibility, implying that in this state, a person can fully comprehend the fact that it is a dream and that they are asleep. They also can understand and control the dream i.e. change the narrative of the dream.<\/p>\n\n\n\n

This phenomenon, although not completely researched, is not recent. Claims are that the concept dates back to the Paleolithic era, roughly 2.5 million years ago. Western literature has evidence of Aristotle or probably first mentioning it in the fourth century BCE in the treatise On Dreams<\/em> in Parva Naturalia<\/a>. Here, he states: \u201coften when one is asleep, there is something in consciousness which declares that what then presents itself is but a dream\u201d. <\/p>\n\n\n\n

Similarly, in Eastern cultures, there are reports of individuals engaging in practices to cultivate awareness of dream and sleep states since the 20th century. These practices include meditative techniques<\/a> specifically designed to \u201capprehend the dream state\u201d. <\/p>\n\n\n\n

Some of the Significant Lucid Dream Studies<\/h3>\n\n\n\n
\"Dutch
(Source<\/a>)<\/figcaption><\/figure>\n\n\n\n

However, since its discovery, there have been significant milestones in the study of the concept. The first one was in 1913 when the modern nomenclature of \u2018lucid dream\u2019 was coined by the Dutch psychiatrist Frederik Van Eeden<\/a>. He defined lucid dreams as dreams in which \u201cthe reintegration of the psychic functions is so complete that the sleeper remembers day-life and his own condition, reaches a state of perfect awareness, and is able to direct his attention, and to attempt different acts of free volition\u201d. <\/p>\n\n\n\n

Eeden claimed that he had his first lucid dream in the June of 1897, adding that the sleep is undisturbed, deep and refreshing.<\/p>\n\n\n\n

Celia Green researched lucid dreaming in 1968, where she suggested that lucid dreams are associated with REM sleep. She was the first to link lucid dreams to false awakenings. Her work has helped to shed light on the mechanisms that lead to these experiences. In 1975, Keith Hearne exploited the nature of Rapid Eye Movements when he worked with an experienced lucid dreamer. <\/p>\n\n\n\n

Under his technique that involved monitoring eye movements through an electrooculogram, he studied how to induce the dreamer to send a message directly from dreams to the waking world.<\/p>\n\n\n\n

In the 1970s, when Stanford psychophysiologist Stephen LaBerge began developing techniques that allowed himself and others to control their dreams, he was met with skepticism and doubt from his colleagues and friends. <\/p>\n\n\n\n

This skepticism was a byproduct of the fact that there was no proof that LaBerge and others were truly having lucid dreams. It was a branch of neuroscience not many had ever seen any evidence of. Many researchers at the time thought lucid dreaming was not even scientifically plausible. That then changed when LaBerge and other researchers had an empirical breakthrough. They found a few lucid dreamers who volunteered to sleep in a lab with various sensors attached to their bodies, including their eyelids.  <\/p>\n\n\n\n

One of these studies, published in 2018, studied<\/a> smooth pursuit eye movements (or the slower tracking movements in which the eyes remain fixated on a moving object) during tracking of a slow-moving visual target during lucid dreams in REM sleep. The sleeping study participants were instructed to move their eyes left and right twice to check if they were lucid. This was followed by the participants holding out an arm in a thumbs up position, while still dreaming. These participants also used their thumb to draw a circle in the air, tracking that circle with their eyes – all while asleep and in their dreams! Outside of the dream, in the lab, their arms were stationary, but their eyes were not. As their eyes moved in circles within the dream, their actual eyes also traced those movements, as recorded by the sensors. <\/p>\n\n\n\n

This lucid dreaming study helped the researchers investigate highly similar smooth pursuit tracking that were observed during both waking perception and lucid REM sleep dreaming. This is different from the characteristically rapid (saccadic) tracking observed during visuomotor imagination<\/a> (i.e. the use of one’s imagination to simulate an action, without physical movement – often used in neurological habilitation, sports training, and for psychological research). <\/p>\n\n\n\n

The findings of this study suggest that the visual imagery that occurs during REM sleep is more similar to perception than imagination, at least in the context of eye movements. The data also showed that the neural circuitry of smooth pursuit movement can be driven by a visual percept in the absence of retinal stimulation. <\/p>\n\n\n\n

Additionally, it was also seen that within REM sleep dreams, these specific voluntary shifts in the direction of experienced gaze are also accompanied by corresponding rotations of the physical eyes.<\/p>\n\n\n\n

So, now the question is what causes ones\u2019 brain to dream lucidly. Let us try to understand what happens in our brain when we are lucid dreaming!<\/p>\n\n\n\n

How is the Brain responsible for Lucid Dreaming?<\/h2>\n\n\n\n

The typical human brain goes through different stages of sleep when one dozes off. Usually, REM sleep<\/a> happens 90 minutes after you fall asleep and then the cycles repeat every 90 minutes or so thereafter. Rapid eye movement (REM) sleep is a stage of sleep associated with dreaming and memory consolidation. It was first discovered when scientists observed that there were distinct periods of rapid eye movements from side to side in sleeping infants. <\/p>\n\n\n\n

During REM sleep, your brain is so active that your brain waves look similar to when you’re awake. All that brain activity is what makes REM the most likely phase for dreaming to occur, lucid dreams included.<\/p>\n\n\n\n

Your brain is even more active during a lucid dream than a non-lucid dream. A 2017 study,  \u201cExploring the neural correlates of dream phenomenology and altered states of consciousness during sleep<\/em>\u201d published in the journal Neuroscience of Consciousness<\/a> by Julian Mutz, found that while you lucid dream, the regions in your brain responsible for insight, attention, and agency activate similarly to when you’re awake. <\/p>\n\n\n\n

\u200b\u200b<\/p>\n\n\n\n

\"Brain<\/figure>\n\n\n\n

(Source<\/a>; Image 1 – Brain regions showing increased activity during lucid REM sleep contrasted with non-lucid REM sleep.)<\/p>\n\n\n\n

The prefrontal cortex<\/em><\/strong>, or the frontopolar cortex (FPC) is the part of the brain responsible for lucid dreaming. This area in the brain is also responsible for higher-order cognitive functions, like planning and decision-making. In terms of brain activity, lucid dreaming occurs when the frontopolar cortex is active during sleep, thus allowing the dreamer to be aware of the fact that they are dreaming and control the narrative of the dream. <\/p>\n\n\n\n

There is another part of the brain that has been linked to lucid dreaming. This is the amygdala<\/em><\/strong> (within the medial temporal lobe or the ventrolateral PFC), which helps us process emotions. Researchers have discovered that people with more activity in their amygdala during sleep are more likely to have lucid dreams. This could be because the amygdala processes fear and anxiety, thus increasing awareness while the subject is dreaming. <\/p>\n\n\n\n

The precuneus<\/em><\/strong> is also thought to play a role in lucid dreaming for the following reasons – It is highly active during REM sleep when most dreams occur; is also connected to other brain areas important for dream recall and self-reflection, for instance the hippocampus and prefrontal cortex; and it also is critical for several aspects of dreaming, like conscious awareness and self-reflective processing. The precuneus allows us to have such vivid and complex dreams.<\/p>\n\n\n\n

In the case of the inferior parietal lobe (or the cuneus<\/em><\/strong>) and its role in lucid dreaming, researchers claim that the activity of neurons in the inferior parietal lobules may be critical to the awareness and control that happens when a person is in a lucid dream. So far, research suggests that people with more active inferior parietal lobules are more likely to have lucid dreams. <\/p>\n\n\n\n

However, these claims still need to be verified with additional empirical research and studies. Lastly, the supramarginal gyrus<\/em><\/strong> (or the occipito-temporal cortex) plays a role in lucid dreaming owing to its involvement in the somatosensory (i.e. relating to a sensation in any part of the body) association cortex. Researchers suggest that it may play a role in facilitating communication between dreamers and others during a lucid dream. <\/p>\n\n\n\n

What happens within the Brain when we Dream Lucidly?<\/h3>\n\n\n\n
\"Activity
(Source<\/a>; Image 2 – Activity related to lucid dreaming. Color coded clusters represent areas significantly activated during lucid epochs in REM sleep; Also, in this image – (D) Predicted (green) and fitted (black) fMRI data of the peak activation in the right precuneus )<\/figcaption><\/figure>\n\n\n\n

Typically, when we are asleep, REM sleep is characterized by frequencies in the theta (4\u20138 Hz), beta (16\u201332 Hz), and gamma (>32 Hz) ranges. When awake, most waves of 8 Hz and higher frequencies are normal findings in the EEG of a typical adult.<\/p>\n\n\n\n

A study was conducted in 2008 <\/a>to study physiological correlations of lucid dreaming and EEG (electroencephalogram) levels of the brain that measure brain activity. The results showed that when the participants become lucid, they shift their EEG power, especially in the 40-Hz range and especially in frontal regions of the brain. <\/p>\n\n\n\n

Pre-sleep autosuggestion occurs when one creates an idea or reality on their own, and takes to the hypnotic or subconscious adoption of this self-originated idea, for instance through repetition of verbal statements to oneself in order to change behavior. The above study suggested that the shift in the EEG levels could be partially due to pre-sleep autosuggestion. <\/p>\n\n\n\n

This indicates that REM dream consciousness, which is largely automatic, i.e., spontaneous, involuntary, and intrinsic, could be a result of volition. This study basically claimed that lucidity occurs in a state with features of both REM sleep and waking – thus deeming it to be a \u2018hybrid\u2019 state. Having gone through the physiology of the brain during lucid dreaming, one natural question that arises is if we can master lucid dreaming. Think of lucid dreaming, how do we make ourselves have a lucid dream?<\/p>\n\n\n\n

Tholey\u2019s 7 Klartraum Criteria<\/h3>\n\n\n\n

Paul Tholey<\/a> proposed seven awareness criteria of lucid dreaming that can be stated as follows:<\/p>\n\n\n\n

    \n
  1. Clarity that one is dreaming: corresponds to awareness of (spatial) orientation.<\/li>\n\n\n\n
  2. Clarity about the freedom of choice: awareness of the capacity of choice.<\/li>\n\n\n\n
  3. Clarity of consciousness: awareness of (intense) concentration<\/li>\n\n\n\n
  4. Clarity about waking life: awareness of identity<\/li>\n\n\n\n
  5.  Clarity of perception: awareness of the dreaming environment<\/li>\n\n\n\n
  6. Clarity about the meaning of the dream: awareness of the meaning of the dream<\/li>\n\n\n\n
  7. Clarity recollecting the dream: awareness of memory<\/li>\n<\/ol>\n\n\n\n

    The above criteria, also called Tholey\u2019s 7 Klartraum Criteria, define the conditions to identify stages of Lucid Dreaming or Pre-lucid dream. Pre-lucid dreaming (PLD), or the beginning stages of inducing the lucid dreaming process leads the dreamer to ask the question: if he\/she is asleep and dreaming. The dreamer may or may not arrive at the correct conclusion in this stage. <\/p>\n\n\n\n

    The awareness criteria 1 and 2 mentioned above, are crucial for the experience of a lucid dream (LD). If only awareness criteria 1 applies, it is likely a PLD, since all others imply some level of self-reflective capacity which in turn can lead to further cognitive capacities. Awareness criteria 5\u20137 are not essential for the definition for the PLD and LD, but can be part of a PLD (distinguishing the PLD from the non-lucid dream), and the LD.<\/p>\n\n\n\n

    In the study of Tholey\u2019s 7 Klartraum Criteria, neurological evidence was collected and visualized (see image 1). <\/p>\n\n\n\n